Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management - 2018 Edition Out of Stock

Available as Print + Digital or Digital Only

 

Book Title: Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management 2018 Edition

Managing Editor: Herrick K. Lidstone, Jr. Esq.

Publisher: Continuing Legal Education in Colorado, Inc.

Publication Date: March 2018

ISBN: 1-930993-71-4

 

About the Book:

Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management is a practical reference guide to securities law, in one convenient volume. With 17 chapters and hundreds of citations to securities rules, statutes, and cases, it is an essential tool for researching securities regulation, litigation, compliance issues, and much more. 
 

This 2018 Edition includes:

          • The registration process;
          • Broker-dealer regulation;
          • State blue sky laws;
          • Securities litigation issues;
          • Comprehensive case law updates;
          • Coverage of new and emerging issues such as crowdfunding;
          • And much more.  
 

This book is written in non-technical language and is intended for experienced securities lawyers, business lawyers, public accountants and corporate management who need an understanding of federal and state securities laws and a ready reference in a single volume for issues they confront. Securities Law Deskbook includes current law with detailed discussion, expert analysis, and sample forms. 

 

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Return Policy

If you are not completely satisfied with your book purchase, you may return the product within 60 days of receipt for a full refund (not including shipping & handling). Please return the product in its original condition, e.g., no stamps or markings on pages. Supplements should be returned with the shrink-wrap unopened.

 

     Table of Contents
Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management 2018 Edition
 
 
Chapter 1 Overview of the Federal Securities Laws 
Chapter 2 Definition of a "Security" 
Chapter 3 The Registration Process under the Securities Act of 1933, Including the Integrated Disclosure System 
Chapter 4 Regulation D and Other Exemptive Provisions 
Chapter 5 Use of the Internet in Securities Transactions 
Chapter 6 The Use of Projections in Securities Disclosure 
Chapter 7 Special Industry Regulation; Legal Opinions; Ethical Considerations
Chapter 8 Unorthodox Securities Transactions 
Chapter 9 Broker-Dealer Regulation 
Chapter 10 The Underwriting Process and Representation of Underwriters 
Chapter 11 Blue Sky Qualification 
Chapter 12 Secondary Trading of Securities, Including Rule 144 
Chapter 13 Commission Administrative Investigations 
Chapter 14 Civil Litigation and Arbitration under the Federal Securities Laws 
Chapter 15 Litigation under the Securities Act of 1933 
Chapter 16 Litigation under the Securities Exchange Act of 1934 
Chapter 17 Obligations of a Company and Its Principals under the Securities Exchange Act of 1934
 
Table of Authorities
 
Subject Index
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     Table of Contents
Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management 2018 Edition
 
 
Chapter 1 Overview of the Federal Securities Laws 
Chapter 2 Definition of a "Security" 
Chapter 3 The Registration Process under the Securities Act of 1933, Including the Integrated Disclosure System 
Chapter 4 Regulation D and Other Exemptive Provisions 
Chapter 5 Use of the Internet in Securities Transactions 
Chapter 6 The Use of Projections in Securities Disclosure 
Chapter 7 Special Industry Regulation; Legal Opinions; Ethical Considerations
Chapter 8 Unorthodox Securities Transactions 
Chapter 9 Broker-Dealer Regulation 
Chapter 10 The Underwriting Process and Representation of Underwriters 
Chapter 11 Blue Sky Qualification 
Chapter 12 Secondary Trading of Securities, Including Rule 144 
Chapter 13 Commission Administrative Investigations 
Chapter 14 Civil Litigation and Arbitration under the Federal Securities Laws 
Chapter 15 Litigation under the Securities Act of 1933 
Chapter 16 Litigation under the Securities Exchange Act of 1934 
Chapter 17 Obligations of a Company and Its Principals under the Securities Exchange Act of 1934
 
Table of Authorities
 
Subject Index
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