Implementing FinCEN’s Customer Due Diligence Rule - Considerations and Challenges
October 2016
Implementing FinCEN’s Customer Due Diligence Rule - Considerations and Challenges
Co-sponsored by the Financial Institutions Subsection of the CBA Business Law Section
Program Description:
Robert Goecks, MBA, CPA, CAMS, sought after advisor to financial institutions, will provide important information help you better advise your clients on the implementation of FinCEN’s Customer Due Diligence Rule. Financial institutions covered by the Rule, required amendments to bank anti-money laundering (AML) programs, identifying beneficial owners and obtaining and maintaining information from them, monitoring transactions, accountability of management and the evolving expectations of the regulators to be discussed.
Register now and take an hour to get the latest information on FinCEN’s Customer Due Diligence Rule and the challenges and considerations in implementing it!
Don’t Forget: The Financial Institutions Luncheon Series is also available via live Internet webcast, direct to your desktop!
Agenda:
11:30 AM – 12:00 PM
Registration
12:00 PM
Implementing FinCEN’s Customer Due Diligence Rule
Considerations:
- “Covered” and Non-Covered Financial Institutions
- Required Amendments to Covered Financial Institutions’ AML Programs
- Identifying “Beneficial Owners”
- Transaction Monitoring
Challenges:
- Obtaining and Maintaining Beneficial Ownership Information
- Regulators’ Evolving Due Diligence Expectations
- Governance Processes and Direct Senior Management Level Accountability for the Implementation and Maintenance of BSA/AML Programs
1:00 PM
Adjourn
Location Information
CLECI Large Classroom
1900 Grant Street, Suite 300
Denver, CO 80203
Get directions
1900 Grant Street, Suite 300
Denver, CO 80203
Registration Fees
| Non Member | $79.00 |
| CBA Member | $59.00 |
| New Lawyer Edge Member | $29.50 |
| CBA Financial Institutions Subsection Member | $29.00 |
| CBA Business Law Section Member | $29.00 |
| CLEACCESSPASS--ELITE Pass Holder | $0.00 |
- General Credits: 1.00
- Ethics Credits: 0.00
- EDI Credits:
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Sponsor Information
- Attend and better understand the impact of FinCEN’s Customer Due Diligence Rule on financial institutions and its customers
- Gain insights at Financial Institutions CLE Luncheon on FinCEN’s Customer Due Diligence Rule and the challenges and considerations for lenders in its implementation
- Take an hour and get important information that will help you better advise your clients on the impact of FinCEN’s Customer Due Diligence Rule