Recent Developments in Anti-Money Laundering Compliance
March 2015
Recent Developments in Anti-Money Laundering Compliance
Co-Sponsored by the Financial Institutions Subsection and the International Transactions Subsection of the CBA Business Law Section
Program Description
Micah Schwalb, an attorney with the Denver office of Greenberg Traurig, will discuss recent developments in anti-money laundering ("AML") regulations and enforcement. Attendees will learn about forthcoming regulatory changes that will affect banks, broker-dealers, casinos, money services businesses, and other financial institutions obligated to maintain AML programs, as well as the customers of such institutions. Recent settlements and litigation will also be discussed.
Register today!
Don't Forget: The Financial Institutions Luncheon Series is also available via live Internet webcast, direct to your desktop!
AGENDA:
11:30 AM - 12:00 PM
Registration
12:00 PM
Topics Include:
- Recent Developments in Anti-Money Laundering (“AML”) Regulations and Enforcement
- Impact of Changes on Your Clients, and Their Customers, Obligated to Maintain Anti-Money Laundering Programs
- AML Recent Settlements and Litigation
1:00 PM
Adjourn
Meet Your Presenter
Micah Schwalb, Esq. advises clients on international corporate transactions and federal regulatory compliance. His corporate practice focuses on mergers and acquisitions, restructurings and reorganizations, corporate finance, public and private offerings, venture capital, commercial transactions, and general corporate law across multiple industries and sectors. His compliance experience entails advising companies on regulations applicable to capital-raising transactions, energy development, telecommunications, financial services, and cross-border transactions, in particular issues arising under the U.S. Foreign Corrupt Practices Act (FCPA), sanctions programs enforced by the Office of Foreign Assets Control (OFAC), and the USA Patriot Act/Bank Secrecy Act.
Prior to joining Greenberg Traurig, Micah served as in-house counsel for a telecommunications company. Mr. Schwalb managed the company's government affairs efforts and strategic corporate transactions, and also appeared before the Federal Communications Commission (FCC), the National Telecommunications and Information Administration (NTTA), the Rural Utilities Service, and various state legislatures.
Program Series Co-Chairs:
G. Brent Coan, Esq.
Coan Payton & Payne LLC
Fort Collins, CO
Steve Suneson, Esq.
Coan Payton & Payne LLC
Denver, CO
Location Information
CLECI Large Classroom
1900 Grant Street, Suite 300
Denver, CO 80203
Get directions
1900 Grant Street, Suite 300
Denver, CO 80203
Registration Fees
| Non Member | $79.00 |
| CBA Member | $59.00 |
| CBA Business Law Section Member | $29.00 |
| CBA Financial Institutions Subsection Member | $29.00 |
| CBA International Transactions Subsection Member | $29.00 |
| CLEACCESSPASS--ELITE Pass Holder | $0.00 |
- General Credits: 1.00
- Ethics Credits: 0.00
- EDI Credits:
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Sponsor Information
- Attend and Better Understand the Impact on Your Clients and Their Customers of Forthcoming Regulatory Changes in the Anti-Money Laundering Arena
- Recent Developments in Anti-Money Laundering Regulations and Enforcement to be Discussed at Financial Institutions CLE Luncheon
- Get Up to Speed on Anti-Money Laundering Recent Settlements and Litigation