Anti-Money Laundering Projections for 2016
February 2016
Anti-Money Laundering Projections for 2016
Co-Sponsored by the Financial Institutions Subsection of the CBA Business Law Section
Program Description
Subject Matter Experts, Robert Goecks, MBA, CPA, CAMS, and Jacque Riordon, CFE, will discuss anti-money laundering issues likely to impact Colorado in 2016.
The discussion will include mitigating AML Program compliance risks, as well as, criminal investigation risks.
Register now to get insights into significant Anti-Money Laundering issues likely to affect financial institutions operating in Colorado in 2016.
Don't Forget: The Financial Institutions Luncheon Series is also available via live Internet webcast, direct to your desktop!
Meet Your Presenter:
Robert Goecks, MBA, CPA, CAMS, and President of Egris LLC, has deep and varied subject matter expertise in financial crimes investigations and BSA/AML compliance. Rob completed a career as a Special Agent with IRS Criminal Investigations and served a year as a Special Investigator of sales practice violations for NASD (now FINRA). Rob's BSA/AML experience in New York City includes serving as Executive Director of AML Compliance for CIBC World Markets, the designated AML Compliance Officer for U.S. Trust and Practice Leader of BSA/AML Compliance Services for the accounting firm Eisner LLP (now EisnerAmper LLC). Rob has served on the Boards of the New York State Society of CP's ("NYSSCPA") and John Jay College of Criminal Justice. He is the Founding Chair of the NYSSCPA's Anti-Money Laundering & Counter Terrorist Financing Committee and a Founding Chair of the ACAMS Colorado Chapter. He is a licensed CPA in Colorado and New York.
Jacque Riordon, CFE, President, Riordon Consulting LLC, specializes in financial crimes investigations and BSA/AML compliance. She has over 33 year investigative and supervisory experience in complex financial criminal investigations and forfeitures. Jacque was a Special Agent in the Miami Field office of the IRS. She has also served as Liaison to the Treasury Executive Office of Asset Forfeiture, and Assistant Special Agent in Charge of the Denver Field Office where she oversaw day-to-day operations of criminal investigations through Colorado, Idaho, Montana and Wyoming. In addition to her consulting work Jacque has been a featured speaker at the Native Nations Marijuana Economic Development, National Cannabis Industry Association, and Marijuana Business Daily Conferences. She currently serves as the co-Treasurer for the Colorado Chapter of the Association of Certified Money Laundering Specialists (ACAMS).
Program Series Co-Chairs:
Edward J. Adkins, Esq., and Keith F. Woods, Esq.
Markus Williams Young & Zimmermann LLC
Denver, CO
PROGRAM AGENDA
11:30 AM – 12:00 PM
Registration
12:00 PM
Anti-Money Laundering Projections for 2016
- The U.S. Money Laundering Context
- Colorado's Marijuana Money Laundering Conflict
- FinCEN’s Proposed Final Rules for:
Investment Advisors
Enhanced Due Diligence
- Cash Reporting for Trades or Businesses
- Questions & Answers
1:00 PM
Adjourn
Location Information
CLECI Large Classroom
1900 Grant Street, Suite 300
Denver, CO 80203
Get directions
1900 Grant Street, Suite 300
Denver, CO 80203
Registration Fees
| Non Member | $79.00 |
| CBA Member | $59.00 |
| New Lawyer Edge Member | $29.50 |
| CBA Financial Institutions Subsection Member | $29.00 |
| CBA Business Law Section Member | $29.00 |
| CLEACCESSPASS--ELITE Pass Holder | $0.00 |
- General Credits: 1.00
- Ethics Credits: 0.00
- EDI Credits:
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