Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management Out of Stock

 

Book Title: Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management 2015
Author: Herrick K. Lidstone, Jr. Esq.
Publisher: Bradford Publishing
Publication Date: 2015
Page Count: 800 pages
Trim Size: 7 x 10-inch format
Format: Softcover
ISBN: 978-1-938614-49-1
About the Book:
Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management
is a practical reference guide to securities law, in one convenient volume. With 17 chapters and hundreds of citations to securities rules, statutes, and cases, it is an essential tool for researching securities regulation, litigation, compliance issues, and much more. 
Updated annually, this book is written in non-technical language and is intended for experienced securities lawyers, business lawyers, public accountants and corporate management who need an understanding of federal and state securities laws and a ready reference in a single volume for issues they confront. Securities Law Deskbook includes current law with detailed discussion, expert analysis, and sample forms.
 
The 2015 edition of the Securities Law Deskbook up to date, with new coverage of securities issues including:
-An up-to-date discussion on when a business transaction involves the offer and sale of securities for the purposes of federal and state law.
A discussion of new rules adopted by the Securities and Exchange Commissioner relating to “bad actors,” Regulation D and new Rule 506(c) allowing for general solicitation of accredited investors.
-A discussion of “crowd funding” mandated by the JOBS Act but not yet enacted by SEC rulemaking, but now permissible in a number of states.
-An updated discussion relating to unorthodox securities transactions, including options issuance, reincorporation mergers, spin-offs, and involving foreign private issuers.
-A discussion of the SEC's 2014 guidance for persons acting, or desiring to act, as a broker-dealer in the mergers and acquisitions context and rules adopted by some states during 2013-2014 relating to M&A broker and business broker activity
-An updated discussion on securities registration concepts applicable to well-known seasoned issuers, seasoned issuers, unseasoned issuers, and non-reporting issuer.
-An updated discussion of the SEC's right and authority to enter into consent agreements with enforcement targets, required admissions of wrongdoing, and the scope of judicial review.
-An updated discussion on the extra-territorial jurisdiction of U.S. securities laws and the requirement to prove scienter - corporate scienter as compared to the scienter of individual defendants.
-An updated discussion of recent cases interpreting the Securities Litigation Uniform Standards Act of 1998 (SLUSA) and the whistleblower requirements.
 
Updates/ Supplements:
 
Please Note: All new book orders include recent supplements/updates; if an update is issued within 90 days of the purchase date of the book, a complimentary copy of the update will automatically be sent to you.
Automatic Supplementation Service:
For your convenience, automatic supplementation is included with your order. Future supplements will be mailed automatically with an invoice at 10% off the published price. Return privileges apply and you may cancel the service at any time. You will be notified by email and post before any supplement is mailed, so you may cancel shipment before a supplement is released.
If you wish to remain off the automatic shipment list for all future supplements, please let us know at the time of your order or you can also contact the CBA-CLE books department at 303-860-0608 or email [email protected].
Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management 2015
Table of Contents
 
Chapter 1: Overview of the Federal Securities Laws 
Chapter 2: Definition of a Security 
Chapter 3: The Registration Process under the Securities Act of 1933, Including the Integrated Disclosure System 
Chapter 4: Regulation D and Other Exemptive Provisions 
Chapter 5: Use of the Internet in Securities Transactions 
Chapter 6: The Use of Projections in Securities Disclosure 
Chapter 7: Special Regulation of Oil and Gas Offerings and Real Estate Offerings; Tax and Other Legal Opinions
Chapter 8: Unorthodox Securities Transactions 
Chapter 9: Broker-Dealer Regulation 
Chapter 10: The Underwriting Process and Representation of Underwriters 
Chapter 11: Blue Sky Qualification 
Chapter 12: Secondary Trading of Securities, Including Rule 144 
Chapter 13: Commission Administrative Investigations 
Chapter 14: Civil Litigation and Arbitration under the Federal Securities Laws 
Chapter 15: Litigation under the Securities Act of 1933 
Chapter 16: Litigation under the Securities Exchange Act of 1934 
Chapter 17: Obligations of a Company and Its Principals under the Securities Exchange Act of 1934
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Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management 2015
Table of Contents
 
Chapter 1: Overview of the Federal Securities Laws 
Chapter 2: Definition of a Security 
Chapter 3: The Registration Process under the Securities Act of 1933, Including the Integrated Disclosure System 
Chapter 4: Regulation D and Other Exemptive Provisions 
Chapter 5: Use of the Internet in Securities Transactions 
Chapter 6: The Use of Projections in Securities Disclosure 
Chapter 7: Special Regulation of Oil and Gas Offerings and Real Estate Offerings; Tax and Other Legal Opinions
Chapter 8: Unorthodox Securities Transactions 
Chapter 9: Broker-Dealer Regulation 
Chapter 10: The Underwriting Process and Representation of Underwriters 
Chapter 11: Blue Sky Qualification 
Chapter 12: Secondary Trading of Securities, Including Rule 144 
Chapter 13: Commission Administrative Investigations 
Chapter 14: Civil Litigation and Arbitration under the Federal Securities Laws 
Chapter 15: Litigation under the Securities Act of 1933 
Chapter 16: Litigation under the Securities Exchange Act of 1934 
Chapter 17: Obligations of a Company and Its Principals under the Securities Exchange Act of 1934
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