Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management Out of Stock
is a practical reference guide to securities law, in one convenient volume. With 17 chapters and hundreds of citations to securities rules, statutes, and cases, it is an essential tool for researching securities regulation, litigation, compliance issues, and much more.
Chapter 2: Definition of a Security
Chapter 3: The Registration Process under the Securities Act of 1933, Including the Integrated Disclosure System
Chapter 4: Regulation D and Other Exemptive Provisions
Chapter 5: Use of the Internet in Securities Transactions
Chapter 6: The Use of Projections in Securities Disclosure
Chapter 7: Special Regulation of Oil and Gas Offerings and Real Estate Offerings; Tax and Other Legal Opinions
Chapter 8: Unorthodox Securities Transactions
Chapter 9: Broker-Dealer Regulation
Chapter 10: The Underwriting Process and Representation of Underwriters
Chapter 11: Blue Sky Qualification
Chapter 12: Secondary Trading of Securities, Including Rule 144
Chapter 13: Commission Administrative Investigations
Chapter 14: Civil Litigation and Arbitration under the Federal Securities Laws
Chapter 15: Litigation under the Securities Act of 1933
Chapter 16: Litigation under the Securities Exchange Act of 1934
Chapter 17: Obligations of a Company and Its Principals under the Securities Exchange Act of 1934
- Standard Price $199.00 USD
- Member Price $179.00 USD
- General Credits
- Ethics Credits
Chapter 2: Definition of a Security
Chapter 3: The Registration Process under the Securities Act of 1933, Including the Integrated Disclosure System
Chapter 4: Regulation D and Other Exemptive Provisions
Chapter 5: Use of the Internet in Securities Transactions
Chapter 6: The Use of Projections in Securities Disclosure
Chapter 7: Special Regulation of Oil and Gas Offerings and Real Estate Offerings; Tax and Other Legal Opinions
Chapter 8: Unorthodox Securities Transactions
Chapter 9: Broker-Dealer Regulation
Chapter 10: The Underwriting Process and Representation of Underwriters
Chapter 11: Blue Sky Qualification
Chapter 12: Secondary Trading of Securities, Including Rule 144
Chapter 13: Commission Administrative Investigations
Chapter 14: Civil Litigation and Arbitration under the Federal Securities Laws
Chapter 15: Litigation under the Securities Act of 1933
Chapter 16: Litigation under the Securities Exchange Act of 1934
Chapter 17: Obligations of a Company and Its Principals under the Securities Exchange Act of 1934
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