Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management - 2018 Edition Out of Stock
Softcover (Includes PDF - Download from your CLE Dashboard)
ISBN-10:
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Table of Contents
Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management 2018 Edition
Chapter 1 Overview of the Federal Securities Laws
Chapter 2 Definition of a "Security"
Chapter 3 The Registration Process under the Securities Act of 1933, Including the Integrated Disclosure System
Chapter 4 Regulation D and Other Exemptive Provisions
Chapter 5 Use of the Internet in Securities Transactions
Chapter 6 The Use of Projections in Securities Disclosure
Chapter 7 Special Industry Regulation; Legal Opinions; Ethical Considerations
Chapter 8 Unorthodox Securities Transactions
Chapter 9 Broker-Dealer Regulation
Chapter 10 The Underwriting Process and Representation of Underwriters
Chapter 11 Blue Sky Qualification
Chapter 12 Secondary Trading of Securities, Including Rule 144
Chapter 13 Commission Administrative Investigations
Chapter 14 Civil Litigation and Arbitration under the Federal Securities Laws
Chapter 15 Litigation under the Securities Act of 1933
Chapter 16 Litigation under the Securities Exchange Act of 1934
Chapter 17 Obligations of a Company and Its Principals under the Securities Exchange Act of 1934
Table of Authorities
Subject Index
- Standard Price $299.00 USD
- Member Price $259.00 USD
- General Credits
- Ethics Credits
Table of Contents
Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management 2018 Edition
Chapter 1 Overview of the Federal Securities Laws
Chapter 2 Definition of a "Security"
Chapter 3 The Registration Process under the Securities Act of 1933, Including the Integrated Disclosure System
Chapter 4 Regulation D and Other Exemptive Provisions
Chapter 5 Use of the Internet in Securities Transactions
Chapter 6 The Use of Projections in Securities Disclosure
Chapter 7 Special Industry Regulation; Legal Opinions; Ethical Considerations
Chapter 8 Unorthodox Securities Transactions
Chapter 9 Broker-Dealer Regulation
Chapter 10 The Underwriting Process and Representation of Underwriters
Chapter 11 Blue Sky Qualification
Chapter 12 Secondary Trading of Securities, Including Rule 144
Chapter 13 Commission Administrative Investigations
Chapter 14 Civil Litigation and Arbitration under the Federal Securities Laws
Chapter 15 Litigation under the Securities Act of 1933
Chapter 16 Litigation under the Securities Exchange Act of 1934
Chapter 17 Obligations of a Company and Its Principals under the Securities Exchange Act of 1934
Table of Authorities
Subject Index
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