Dodd-Frank Act: Changes to the Investment Advisers Act and Regulation D Out of Stock

 

CBA-CLE Legal Connection Program

  Quantity

 

 

 
December 2010
 
Dodd-Frank Act: Changes to the Investment Advisers Act and Regulation D - MP3 Download
   
Program Description
 
Ms. Benson addresses the effect of Dodd-Frank on Regulation D offerings and Investment Advisers Act registration including the SEC's proposed rules on
 
· Family Offices (dated Oct. 12, 2010)
· Amendments to the Investment Advisers Act of 1940 (dated Nov. 19, 2010)
· Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers (dated Nov. 19, 2010).
 
 
Presented by Jacqueline Benson, Esq.
  •   CLE Pass Price
    *FREE! - exclusions may apply
  •   Standard Price
    $39.00 USD
  •   Member Price
    $29.00 USD
  •   General Credits
    1.00
  •   Ethics Credits
  •   EDI Credits
Live Seminar Date
12/15/2010
Expiration Date
12/31/2014
Non-Member Price
$39.00 USD
Member Price
$29.00 USD
Product Code
BL121511J
Tags
Business; Securities
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