Lending Compliance Update: Appraisals, Marijuana and More Out of Stock
Co-Sponsored by the Financial Institutions Subsection of the CBA Business Law Section
Quantity
November 2014
Lending Compliance Update: Appraisals, Marijuana and More
Co-Sponsored by the Financial Institutions Subsection of the CBA Business Law Section
Program Description
Banking Compliance Principal Ann Rockswold, CRCM/CBAP, will present a high-level overview of appraisal rules effective January 2014, including notices, delivery and timing. Strategies for compliance with these new rules and their impact on banks will also be discussed. PLUS, Ann will address hot topics and noteworthy common lending compliance matters; and Partner Eric Budreau, CPA, will address the CPA perspective on the marijuana biz and compliance issues.
Register today!
Don't Forget: The Financial Institutions Luncheon Series is also available via live Internet webcast, direct to your desktop!
AGENDA:
11:30 AM - 12:00 PM
Registration
12:00 PM
- High-Level Overview of Appraisal Rules Effective January 2014 ("New Rules")
- Strategies for Compliance with the New Rules and Their Impact
- Hot Topics, Including the Marijuana Biz, in Lending Compliance
- Lending Compliance Matters You Should Note
1:00 PM
Adjourn
Meet Your Presenters:
Ann Rockswold, CRCM, CBAP, Financial Institutions Principal, Eide Bailly, LLP, Fargo, ND, is knowledgeable concerning matters relating to compliance support, policy updates and examination support. Ann is a Certified Regulatory Compliance Manager and Certified BSA/AML Professional. She has more than 20 years' banking and management experience, including providing guidance to financial institutions in setting up and monitoring all aspects of their regulatory compliance programs, and developing policies and procedures. She has significant experience in Truth in Lending, Truth in Savings, Electronic Funds Transfer Act, Equal Credit Opportunity Act, Bank Secrecy/Anti Money Laundering, Fair Credit Reporting Act and Privacy of Consumer Financial Information (GLBA). Ann conducts training on new and existing regulatory compliance topics, and works closely with Federal Banking Regulators to assist financial institutions with their examination process during on-site examinations. Ann is a contributing author to the Eide Bailly Financial Institution newsletter and has been featured in articles in ICBA's Independent Banker magazine.
Eric Budreau, CPA, M.T., Tax Partner, Eide Bailly, LLP, Denver, CO, specializes in providing services to financial institutions. He has over 19 years' public accounting experience and brings a diverse perspective to his clients based on his broad experience in tax, audit and private industry. Eric has extensive knowledge of corporate and flow-through entity taxation, with an emphasis in consolidated corporate entities, tiered partnerships, and multi-state/jurisdictional operations. He has also served as a bankruptcy advisor and tax compliance specialist for numerous Chapter 11 debtors (DIP), Chapter 7 debtors and bankruptcy trustees. He has been featured in multiple business and trade publications, including the Denver Business Journal, and is a frequent presenter for the independent Bankers of Colorado.
Program Series Co-Chairs
G. Brent Coan, Esq.
Coan, Payton & Payne, LLC
Fort Collins, CO
Steve Suneson, Esq.
Kavinoky Cook, LLP
Buffalo, NY
- CLE Pass Price *FREE! - exclusions may apply
- Standard Price $59.00 USD
- Member Price $39.00 USD
- General Credits 1.00
- Ethics Credits 0.00
- EDI Credits