Ethical Issues in Securities Practice Out of Stock
Co-sponsored by the Securities and Exchange Commission and the Business Law Section of the Colorado
Quantity
May 2013
Segment 6 of 45th Annual Rocky Mountain Securities Conference
Ethical Issues in Securities Practice
Accreditation Information
To claim CLE credit for this segment you MUST use the following title on your homestudy affidavit 45th Annual Rocky Mountain Securities Conference.
Presentation
Ethical Issues in Securities Practice
- Holly Sollod, Holland & Hart LLP
- John McDermott, Brownstein Hyatt Farber Schreck LLP
- Kelley Howes, Morrison & Foerster LLP
Moderated by Randall Fons, Morrison & Foerster LLP, Former Regional Director, Securities and Exchange Commission