SEC Enforcement Out of Stock
Co-sponsored by the Securities and Exchange Commission and the Business Law Section of the Colorado
Quantity
May 2013
Segment 1 of 45th Annual Rocky Mountain Securities Conference
SEC Enforcement
Accreditation Information
To claim CLE credit for this segment you MUST use the following title on your homestudy affidavit 45th Annual Rocky Mountain Securities Conference.
Presentation
SEC Enforcement
Panelists:
- John Walsh, US Attorney, District of Colorado
- George Canellos, Acting Director, Division of Enforcement, Securities and Exchange Commission
- Julie Lutz, Associate Regional Director, Securities and Exchange Commission
Moderated by Donald Hoerl, Regional Director, Denver Regional Office, Securities and Exchange Commission