Enforcement: A New Structure to Match a New Strategy? - Segment 2 of 42nd Annual Rocky Mountain Securities Conference Out of Stock
Quantity
May 2010
Segment 2 of 42nd Annual Rocky Mountain Securities Conference
Accreditation Information:
To submit this presentation for CLE credit you MUST use the following title on your homestudy affidavit: 42nd Annual Rocky Mountain Securities Conference
Presentation:
Enforcement: A New Structure to Match a New Strategy?
Panel:
Lorin L. Reisner, Deputy Director, Division of Enforcement, Securities and Exchange Commission, Stephen Luparello, Vice Chairman, FINRA, Fred Joseph, Commissioner, Colorado Division of Securities, and Julie Lutz, Associate Regional Director, Enforcement, Denver Regional Office, Securities and Exchange Commission
Moderated by:
Donald M. Hoerl, Regional Director, Denver Regional Office, Securities and Exchange Commission
- CLE Pass Price *FREE! - exclusions may apply
- Standard Price $69.00 USD
- Member Price $59.00 USD
- General Credits 1.00
- Ethics Credits
- EDI Credits