Regulated Entities and Private Litigation Out of Stock
Quantity
March 2012
Segment 9 of 44th Annual Rocky Mountain Securities Conference
Regulated Entities and Private Litigation
Accrediation Information:
To submit this presentation for CLE credit you MUST use the following title on your homestudy affidavit 44th Annual Rocky Mountain Securities Conference
Presentation:
Regulated Entities and Private Litigation
Panelists:
-Jacqueline Whelan , Financial Industry Regulatory Authority (FINRA)
-Andrew Bowden, Securities and Exchange Commission
-Fred Joseph, Commissioner, Colorado Division of Securities
Moderated by:
Kevin Goodman, Associate Regional Director - Regulation, Securities and Exchange Commission
- CLE Pass Price *FREE! - exclusions may apply
- Standard Price $59.00 USD
- Member Price $39.00 USD
- General Credits 2.00
- Ethics Credits
- EDI Credits