Enforcement Views Out of Stock
Quantity
March 2012
Segment 2 of 44th Annual Rocky Mountain Securities Conference
Enforcement Views
Accrediation Information:
To submit this presentation for CLE credit you MUST use the following title on your homestudy affidavit 44th Annual Rocky Mountain Securities Conference
Presentation:
Enforcement Views
Panelists:
-Carlo diFLorio, Director, Office of Compliance Inspections and Examinations, Securities and Exchange Commission
-Robert Khuzami, Director, Division of Enforcement, Securities and Exchange Commission
-John Walsh, US Attorney, District of Colorado
-David Zisser, Davis Graham & Stubbs LLP
Moderated by:
Donald Hoerl, Regional Director, Denver Regional Office, Securities and Exchange Commission
- CLE Pass Price *FREE! - exclusions may apply
- Standard Price $59.00 USD
- Member Price $39.00 USD
- General Credits
- Ethics Credits
- EDI Credits