Nicholas F. Madsen
Securities and Exchange Commission
Nicholas F. Madsen is an Assistant Regional Director for the investment adviser and investment company examination program in the Securities and Exchange Commission's Denver Regional Office. Mr. Madsen joined the SEC's staff in 2003, initially serving as a Staff Accountant for the broker-dealer examination program in the SEC's Chicago Regional Office, then transitioning to the same role in the in the Denver Regional Office's investment adviser and investment company examination program. In 2010, Mr. Madsen became an Examination Manager in the Denver Regional Office investment adviser and investment company examination program before moving into his current position in 2014. He graduated with honors from the University of Wisconsin-La Crosse College of Business Administration in 2003, majoring in finance and minoring in accounting; and he became a CPA in Illinois (current status inactive) in 2006. Prior to joining the SEC, Mr. Madsen worked at a branch office of A.G. Edwards & Sons, Inc.
(05/19)
