Kenneth . Bossert

Securities and Exchange Commission
Kenneth Bossert serves as an Assistant Regional Director in the Investment Adviser/Investment Company examination program for the Office of Compliance Inspections and Examinations in the U.S. Securities and Exchange Commission's Denver Regional Office, a position he has held since 2014.  Most recently, he served as an Examination Manager in the SEC Broker-Dealer examination program in the Denver Regional Office.  Prior to 2010, he spent five years working in the Los Angeles Regional Office of the SEC in the Investment Adviser/Investment Company examination program.  Before joining the SEC, Mr. Bossert worked in public accounting with KPMG and as a financial analyst for several large firms.  He holds a B.B.A. degree from The University of North Texas and an M.B.A. from Southern Methodist University in Dallas, TX.  Mr. Bossert is also a C.P.A. (inactive) licensed in the state of California.
 
 
(05/17)
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