Mary E. Keefe
Nuveen Investments Inc
Mary Keefe is a Managing Director and Director of Regulatory Affairs for Nuveen Investments, Inc., a leading provider of diversified financial services. In this role, Ms. Keefe manages Nuveen's relationships with its regulators and assists Nuveen Senior Management to keep current in the rapidly changing regulatory environment in which Nuveen operates. From 2004 to 2013, Ms. Keefe served as Director of Compliance for Nuveen where she managed the Compliance Department and held the position of Chief Compliance Officer for Nuveen Asset Management and several of Nuveen's affiliated investment advisers and affiliated broker-dealer. Before joining Nuveen, Ms. Keefe served as the Director of the Chicago Regional Office of the U.S. Securities and Exchange Commission for ten years from 1994 to 2003 where she managed the enforcement and examination programs and a staff of more than 200 for the SEC office which covered the nine Midwest states. Her career at the SEC spanned 21 years. Ms. Keefe earned her law degree at De Paul University College of Law and her undergraduate degree at Northern Illinois University.
(05/15)
