Brian Neil Hoffman, Esq., is with Holland & Hart LLP, and provides experienced counsel to entities and individuals, drawing from his prior service as senior counsel in the U.S. Securities and Exchange Commission’s Division of Enforcement. Brian counsels audit firms, individual auditors, public companies, investment management firms, and individuals in federal and state government enforcement, self-regulatory organization, and white-collar matters; corporate internal investigations; addressing internal whistleblower reports and defending against whistleblower retaliation claims asserted under the Sarbanes-Oxley and Dodd-Frank Acts; and litigating shareholder and commercial disputes. Brian has successfully handled matters before the SEC, DOJ, PCAOB, FINRA, multiple state AGs/securities divisions, and in numerous courts.

(04/23)