TOPICS INCLUDE

• SEC Enforcement – Current Issues and Trends
• Regulated Entities – Developments and Hot Topics
• Cryptocurrency Issues in Securities Enforcement
• Disclosure, Accounting and Audit Issues for Public Companies
• Current Trends in Securities and White Collar Defense
• Capital Formation for Small Business
• General Counsel Viewpoints: Devising and Maintaining an
• Effective Compliance Program
• Ethical Issues for Securities Industry Professionals


The 50th Annual Rocky Mountain Securities Conference features a line-up of presenters who are well known throughout the securities profession and whose observations have earned the respect and attention of the investment community.

You would have to travel to Washington DC or New York paying thousands of dollars to find a conference that offers as much as this for a fraction of the cost. Reserve your place and be part of this very special event right here in Denver!

If You Want to Get the Facts, Gain Insights About the Impact of the New Administration, and Hear from Voices of Experience, Don't Miss This Conference!

REGISTER TODAY – SEATING IS LIMITED!

CLE Credits

Submitted for 7 General CLE Credits, including 1 Ethics

Recommended for 7 Hours of CPE Credit, including 1 Ethics


A Little About Us

CLE in Colorado, Inc. (Colorado Bar Association CLE [CBA-CLE]) is the nonprofit education arm of the Colorado Bar Association and the Denver Bar Association. We produce high-quality continuing legal education programs and legal publications at competitive prices, with substantial member discounts. We are self-supporting and receive no membership dues from the CBA or DBA. Our income derives from program registration fees and from sales of books, audio homestudy courses, and course manuals. Every year, hundreds of Colorado lawyers and judges volunteer their time and expertise to help us produce these educational resources for our members. Without this generous contribution of talent, CBA-CLE could not fulfill its mission.

Contact Information

Customer Service Number:

303-860-0608 (toll-free 888-860-2531)
Customer Service Hours:  Monday - Friday, 8:00am - 5:00pm

Mailing Address:
CLE in Colorado
1900 Grant Street, Ste 300
Denver, CO 80203

www.cobarcle.org