SEC Commissioner Hester Peirce as the Featured Speaker
■ Chief of the SEC’s Office of the Whistleblower as the Luncheon Presenter
■ SEC Enforcement Division Update
■ Regulated Entities: Industry Developments and Emerging Risks
■ Digital Currency, FINTech, and Other Cyber Issues
■ Hot Topics in Disclosure, Accounting and Audit Issues for Public Companies
■ Securities and White Collar Defense Trends and Emerging Areas of Focus
■ Registered Investment Adviser Issues: What Keeps Compliance Officers Up at Night?
■ Capital Formation Practice Pointers and Pitfalls to Avoid
■ Playing by the Rules: Ethical Issues for Securities Industry Professionals

If You Want to Get the Facts, Gain Insights About the Impact of the New Administration, and Hear from Voices of Experience, Don't Miss This Conference!


CLE Credits

Submitted for 8 General CLE Credits, including 1.5 Ethics Credit

Recommended for 7.5 Hours of CPE Credit, including 1 Ethics CPE Credit

A Little About Us

CLE in Colorado, Inc. (Colorado Bar Association CLE [CBA-CLE]) is the nonprofit education arm of the Colorado Bar Association and the Denver Bar Association. We produce high-quality continuing legal education programs and legal publications at competitive prices, with substantial member discounts. We are self-supporting and receive no membership dues from the CBA or DBA. Our income derives from program registration fees and from sales of books, audio homestudy courses, and course manuals. Every year, hundreds of Colorado lawyers and judges volunteer their time and expertise to help us produce these educational resources for our members. Without this generous contribution of talent, CBA-CLE could not fulfill its mission.

Contact Information

Customer Service Number:

303-860-0608 (toll-free 888-860-2531)
Customer Service Hours:  Monday - Friday, 8:00am - 5:00pm

Mailing Address:
CLE in Colorado
1900 Grant Street, Ste 300
Denver, CO 80203