Securities Enforcement in M&A Deals: A Litigator's Perspective Out of Stock
Quantity
March 2011
Securities Enforcement in M&A Deals: A Litigator's Perspective - Video on Demand
M&A Breakfast CLE Series
Program Highlights
Please join us to hear from Randall Fons one of the nation's top securities litigation and white-collar defense attorneys, about SEC enforcement trends and related liability issues in M&A deals.
Topics
- FCPA issues in M&A transactions
- Insider trading activity
- The American Equity case
- "Bump-up" litigation
- D&O insurance
Who Should Purchace This Product
- M&A attorneys
- In-house counsel
- Finance industry professionals
- Anyone who needs to be up-to-date on these important M&A issues!
Program Series Co-chairs:
Darren R. Hensley, Esq.
Hensley Kim & Holzer, LLC
Denver, CO
Hendrik F. Jordaan, Esq.
Morrison & Foerster, LLP
Denver, CO
Faculty
Randall Fons serves as Co-Chair of Morrison & Foerster's Securities Litigation, Enforcement, and White-Collar Defense Group. He represents corporations, officers, and directors faced with SEC and other enforcement matters. He previously spent 18 years with the SEC in trial and directorship posts around the U.S., where he directed investigations and litigation of matters concerning market manipulation, insider trading, FCPA, financial reporting, auditors, broker-dealers, and investment advisors. Mr. Fons has been awarded the SEC's Distinguished Service Award, the Commission's highest recognition.
Since joining Morrison & Foerster, Mr. Fons has assisted numerous boards of directors and their audit committees in conducting internal investigations, often advising clients on remedial measures responsive to the securities issues investigated. He has also represented numerous officers and directors of public companies caught up in SEC and DOJ investigations, auditors in SEC and PCAOB investigations, and regulated entities and individuals appearing before the SEC, FINRA, and other self-regulatory organizations. Mr. Fons also represents investment advisors, including advisors to hedge funds, in SEC proceedings.
- CLE Pass Price *FREE! - exclusions may apply
- Standard Price $59.00 USD
- Member Price $39.00 USD
- General Credits 1.00
- Ethics Credits
- EDI Credits