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Dodd-Frank Act Series: Changes to the Investment Advisers Act and Regulation D

Event SEMINAR

 
December 2010
 
Dodd-Frank Act Series: Changes to the Investment Advisers Act and Regulation D
 
 
Program Description
 
Ms. Benson will address the effect of Dodd-Frank on Regulation D offerings and Investment Advisers Act registration including the SEC's proposed rules on
 
· Family Offices (dated Oct. 12, 2010)
· Amendments to the Investment Advisers Act of 1940 (dated Nov. 19, 2010)
· Exemptions for Advisers to Venture Capital Funds, Private Fund Advisers with Less Than $150 Million in Assets Under Management, and Foreign Private Advisers (dated Nov. 19, 2010).
 
 
Faculty
 
Jacqueline M. Benson, Esq.
Moye/White
 
 
Jackie provides strategic representation in business planning and formation, financing, mergers and acquisitions, asset sales, corporate governance, state and federal securities compliance, and restructurings. She assists with commercial negotiations, drafting and execution of contracts, and development of long-term growth and development plans. She represents entrepreneurs and investors in venture capital financings and advises clients on deal structuring, due diligence, and exit strategies. She has experience with securities litigation and commercial disputes.
 
A seasoned financial professional, Jackie has represented clients before the Securities and Exchange Commission and Public Company Accounting Oversight Board. Jackie has also completed the 40 Hour Mediation training course and helps mediate business and securities law disputes.
 
Ms. Benson is a partner with Moye/White in their Transaction Section and the Vice Chair of the Securities and Capital Markets Group. She earned her M.B.A. and J.D., cum laude, from the University of Houston.

Location Information
CLECI Large Classroom
1900 Grant Street, Suite 300
Denver, CO 80203
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Registration Fees
Non Member $69.00
CBA $59.00
  • General Credits: 1.00
  • Ethics Credits:
  • EDI Credits:

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Start Date - End Date
December 15, 2010
Start Time - End Time
12:00 PM - 1:00 PM
Event Location
CLECI Large Classroom
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