The 37th Annual Rocky Mountain Securities Conference is a must-attend program! Our experienced faculty are some of the most knowledgeable in the Securities industry. Spend this exciting day updating your practice beginning with a detailed discussion on corporation finance followed by an in-depth review of what is happening in the world of enforcement. We hope you remain with us over the lunch hour, as we will hear from Charles Neimier of the Public Company Accounting Oversight Board as he discusses the challenges facing the Public Company Accounting Oversight Board.

 

After an update on corporate governance, our afternoon offers two segments to choose from: Mutual Funds - The Investment Adviser and the Broker-Dealer Perspective and Keeping up in the Sarbanes-Oxley Environment. Attendees may move from one program to another to obtain the most up-to-date information

in all areas.

 

But, that’s not all, folks! After a full day of absorbing so much information, you may likely have questions and need some practical advice! On Saturday following the conference, attend the POST-CONFERENCE WORKSHOPS

where you can pose your questions to the experts in small group sessions and then join the experts for a casual dinner in the evening in a relaxed, mountain setting - one of Colorado’s finest hotels - the Vail Cascade Hotel & Resort in Vail, Colorado. Don’t miss this outstanding program!